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Practice Areas
U.S. Hedge Funds and Investment Funds
Non-U.S.("Offshore") Hedge Funds and Investment Funds
Registered Investment Companies ("Mutual Funds")
Private Equity and Venture Capital
Registered Investment Advisers (SEC & State Specific)
Commodity Pool Operators ("CPO") and Commodity Trading Advisers ("CTA")
Securities Law
Taxation
General Corporate
Attorneys
Transaction History
U.S. Hedge Funds and Investment Funds
Non-U.S.("Offshore") Hedge Funds and Investment Funds
Registered Investment Companies ("Mutual Funds")
Private Equity and Venture Capital
Registered Investment Advisers (SEC & State Specific)
Commodity Pool Operators ("CPO") and Commodity Trading Advisers ("CTA")
Securities Law
Taxation
General Corporate
Locations & Contact
Registered Investment Companies ("Mutual Funds")
- Registering investment companies with the SEC;
- Handling regular filings on behalf of investment companies;
- Serving as counsel to a trust (the investment company), independent trustees, and directors;
- Providing general guidelines to an investment company with respect to covered transactions that might otherwise be considered a senior security; and
- Determining if seed capital from an Irish investment company or UCIT may be invested into a U.S. investment company pursuant to Section 12(d)(1)(G) of the Investment Company Act of 1940.
